-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H9BytVhgxvbjZ1jvmiJqTIppfciJofC8xDe0q4a8TLSNnWCm+DcSaPadBKMmCtgz /bEYuxWbsblvnNJsmHAHeQ== 0000912057-01-004913.txt : 20010214 0000912057-01-004913.hdr.sgml : 20010214 ACCESSION NUMBER: 0000912057-01-004913 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UBIQUITEL INC CENTRAL INDEX KEY: 0001108487 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 233017909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60597 FILM NUMBER: 1536839 BUSINESS ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106609510 MAIL ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWUD STATE: PA ZIP: 19004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS DONALD A CENTRAL INDEX KEY: 0001134583 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O UBIQUITEL INC STREET 2: ONE WEST ELM STREET 4TH FLOOR CITY: COSHOHOCKEN STATE: PA ZIP: 19428 BUSINESS PHONE: 6108323311 MAIL ADDRESS: STREET 1: C/O UBIQNTEL INC STREET 2: ONE WEST ELM STREET 4TH FLOOR CITY: CONSHOHOKEN STATE: PA ZIP: 19428 SC 13G 1 a2038189zsc13g.txt SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------- SCHEDULE 13G (RULE 13d-102) UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) UBIQUITEL INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.0005 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 903474302 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed. / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - -------------------- ----------------- CUSIP No. 903474302 SCHEDULE 13G PAGE 2 OF 5 PAGES - -------------------- ----------------- - ------- ------------------------------------------------------------------------ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) DONALD A. HARRIS - ------- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ------- ------------------------------------------------------------------------ 3 SEC USE ONLY - ------- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES OF AMERICA - ------------------------------ ------ ---------------------------- ------------- 5 SOLE VOTING POWER 4,639,802 (1) NUMBER OF ------ ---------------------------- ------------- SHARES 6 SHARED VOTING POWER -0- BENEFICIALLY OWNED BY ------ ---------------------------- ------------- EACH 4,639,802 (1) REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH ------ ---------------------------- ------------- 8 SHARED DISPOSITIVE POWER -0- - ------- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,639,802 (1) - ------- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* /x/ (2) - ------- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.2% - ------- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ------- ------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) See Item 4 herein. (2) The aggregate amount listed in Row 9 does not include 240,000 shares of Common Stock beneficially owned by the Harris Family Trust as to which shares the Reporting Person disclaims beneficial ownership. - -------------------- ----------------- CUSIP No. 903474302 SCHEDULE 13G PAGE 3 OF 5 PAGES - -------------------- ----------------- ITEM 1(a). NAME OF ISSUER. UbiquiTel Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. One West Elm Street 4th Floor Conshohocken, Pennsylvania 19428 ITEM 2(a). NAME OF PERSON FILING. Donald A. Harris ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. One West Elm Street 4th Floor Conshohocken, Pennsylvania 19428 ITEM 2(c). CITIZENSHIP. United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock ITEM 2(e). CUSIP NUMBER. 903474302 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) OR (c), IDENTIFY THE STATUS OF THE PERSON FILING. Not applicable ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED: 4,639,802 (1) (2) -------------------------------- (b) PERCENT OF CLASS: 7.2% ----------------------------------------- (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE: 4,639,802 (1) (2) ------------------------------------------------- - -------------------- ----------------- CUSIP No. 903474302 SCHEDULE 13G PAGE 4 OF 5 PAGES - -------------------- ----------------- (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE: -0- ------- (iii) SOLE POWER TO DISPOSE OR DIRECT THE DISPOSITION OF: 4,639,802 (1) (2) -------------------------------------------- (iv) SHARED POWER TO DISPOSE OR DIRECT THE DISPOSITION OF: -0- -------------------------------- - ------------------ (1) Includes 3,789,802 shares beneficially owned directly and 850,000 shares subject to options exercisable within 60 days of this filing. (2) Does not include 240,000 shares beneficially owned by the Harris Family Trust as to which shares the Reporting Person disclaims beneficial ownership. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable ITEM 10. CERTIFICATION. Not applicable - -------------------- ----------------- CUSIP No. 903474302 SCHEDULE 13G PAGE 5 OF 5 PAGES - -------------------- ----------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. /s/ Donald A. Harris ----------------------------------------- February 12, 2001 Donald A. Harris -----END PRIVACY-ENHANCED MESSAGE-----